H.R. 3295 – HELP AMERICA VOTE ACT OF 2002

JOINT EXPLANATORY STATEMENT

 

TITLE I-PAYMENTS TO STATES FOR ELECTION ADMINISTRATION IMPROVEMENTS AND REPLACEMENT OF PUNCH CARD AND LEVER VOTING MACHINES

 

Sec. 101. Payments to States for activities to improve administration of elections.

 

Provides payments to States to improve the administration of federal  elections, designates permitted uses of the funds, and sets the size of the payment at an amount based on the relative size of the voting-age population plus a minimum.

 

Sec. 102. Replacement of punch card and lever voting machines.

 

Provides payments to States to replace punch card and lever voting systems with other systems meeting the requirements of this Act.

 

Sec. 103. Guaranteed minimum payment amount.

 

Sets the minimum aggregate payment under Sec. 101 and 102 at $5 million.

 

 

Sec. 104. Authorization of appropriations.

 

Authorizes $325 million in no-year funds for each program under Sec. 101 and 102 plus sums necessary for administration of the program, with unexpended or returned funds to be used for requirements payments under title II.

 

Sec. 105. Administration of programs.

 

Provides authority to expedite payments.

 

Sec. 106. Effective date.

 

Requires payments to be made within 45 days of enactment.

 

TITLE II-COMMISSION

 

Subtitle A-Establishment and General Organization

 

PART 1-ELECTION ASSISTANCE COMMISSION

 

Sec. 201. Establishment.

 

Establishes the Election Assistance Commission, the Election Assistance Commission Standards Board, the Election Assistance Board of Advisors, and the Technical Guidelines Development Committee.

 

Sec. 202. Duties.

 

Stipulates that the Commission will serve as a national clearinghouse for information on federal elections and will carry out duties described in this Title, in Title III, and in Title V.

 

Sec. 203. Membership and appointment.

 

Requires that the four Commission members are appointed by the President with the advice and consent of the Senate.

 

Sec. 204. Staff.

 

Creates positions for an Executive Director and General Counsel and stipulates that the Executive Director may appoint additional staff.

 

Sec. 205. Powers.

 

Empowers the Commission to hold hearings, take testimony, receive evidence, let contracts, obtain information from Federal agencies and support from the General Services Administration, and to use the mails as do other Federal agencies.

 

Sec. 206. Dissemination of information.

Requires the Commission to disseminate information on its activities to the public on an ongoing basis.

 

 

Sec. 207. Annual report.

 

Requires that the Commission submit a report to Congress by January 1 of each year on its activities for the previous fiscal year, including each program carried out, grant payments made, a copy of submitted reports by grant recipients, information on voluntary standards adopted, votes taken by the Commission, and other appropriate information.

 

Sec. 208. Requiring majority approval for actions.

 

Requires that any action of the Commission be approved by three members.

 

Sec. 209. Limitation on rulemaking authority.

 

Prohibits the Commission from imposing any rule, regulation, or taking any action that imposes requirements on State or local governments except as permitted under the National Voter Registration Act of 1993.

 

Sec. 210. Authorization of appropriations.

 

Authorizes a maximum appropriation of $10 million per year for FY2003 through FY2005, in addition to grants and payments authorized under the title.

 

PART 2-ELECTION ASSISTANCE COMMISSION STANDARDS BOARD AND BOARD OF ADVISORS

 

Sec. 211. Establishment. Establishes a Standards Board and a Board of Advisors under the Election Assistance Commission.

 

Sec. 212. Duties. Requires that the two boards review the guidelines described in this title.

 

Sec. 213. Membership of Standards Board.

 

Sets membership at 110, to include, from each State, the chief election official and a local election official chosen by peers in the State, with no two members from a state to be from the same political party, and also requires the board to select a nine-member Executive Board.

 

Sec. 214. Membership of Board of Advisors.

 

Sets membership at 37, two each appointed by the National Governors Association; the National Conference of State Legislatures; the National Association of Secretaries of State; the National Association of State Election Directors; the National Association of Counties; the National Association of County Recorders; Election Administrators, and Clerks; the U.S. Conference of Mayors; the Election Center; and the International Association of County Recorders, Election Officials, and Treasurers; the U.S. Commission on Civil Rights; the Architectural and Transportation Barrier Compliance Board; plus the chief of the Office of Public Integrity of the Department of Justice; the chief of the Voting Section of the Civil Rights Division of the Department of Justice; the director of the Federal Voting Assistance Program of the Department of Defense; plus four members representing professionals in the field of science and technology; plus eight members representing voter interests, of which four are appointed by the House Administration Committee, two by the chairman and two by the ranking minority member; and four members appointed by the Committee on Rules and Administration of the Senate, two by the chairman and two by the ranking minority member.

 

Sec. 215. Powers of Boards; no compensation for service.

 

Empowers each board to hold hearings, take testimony, and receive evidence, obtain information from Federal agencies and support from the General Services Administration, and to use the mails as do other Federal agencies. Prohibits issuance of subpoenas. Requires each board to meet at least yearly and prohibits compensation of board members, but permits payment of travel expenses.

 

Sec. 216. Status of Boards and members for purposes of claims against Board.

 

Applies provisions of 28 U.S.C., Chapters 161 and 171, with respect to liability of boards and members, with an exception for criminal acts and other willful misconduct.

 

PART 3-TECHNICAL GUIDELINES DEVELOPMENT COMMITTEE

 

Sec. 221. Technical Guidelines Development Committee.

 

Establishes a 15-member Technical Guidelines Development Committee, to assist in the development of voluntary voting system guidelines (and modifications), to be chaired by the Director of the National Institute of Standards and Technology (NIST), and with members appointed jointly by the Director and the Commission and drawn from the Standards Board, the Board of Advisors, the Compliance Board, the Architectural and Transportation Barriers Compliance Board, the American National Standards Institute, the Institute of Electrical and Electronics Engineers, the National Association of State Election Directors, and other persons with relevant scientific and technical expertise. Prohibits compensation of members, but permits payment of travel expense, and requires publication of recommendations of the Development Committee in the Federal Register when the Commission adopts any guideline. 

Sec. 222. Process for adoption.

 

Requires the Executive Director of the Commission to take recommendations of the Development Committee into account in developing guidelines, and for the two boards to review the proposed guidelines, with a vote of the Commission required for adoption.

 

Subtitle B-Testing, Certification, Decertification, and Recertification of Voting System Hardware and Software

 

Sec. 231. Certification and testing of voting systems.

 

Requires the Commission to provide for testing, certification, decertification, and recertification of voting systems by accredited laboratories; NIST provides a list of recommended candidates for certification and provides for continuing review of laboratory performance. 

 

Subtitle C-Studies and Other Activities to Promote Effective Administration of Federal Elections

 

Sec. 241. Periodic studies of election administration issues.

 

Requires periodic, publicly available studies to promote improvements in election administration and methods of voting.

 

Sec. 242. Study, report, and recommendations on best practices for facilitating military and overseas voting.

 

Requires a study, in consultation with DOD, on best practices for facilitating voting by military and overseas voters.

 

Sec. 243. Report on human factor research.

 

Requires a report, in consultation with NIST, on application of human factors research to voting systems.

 

Sec. 244. Study and report on voters who register by mail and use of social security information.

 

Requires a study of the impact of requirements in Sec. 303(b) for first time mail registrants, and a study, in consultation with the Social Security Administration, on using Social Security numbers in election administration.

 

Sec. 245. Study and report on electronic voting and the electoral process.

 

Requires a study of issues associated with the use of electronic communication and Internet technologies in the electoral process.

 

Sec. 246. Study and report on free absentee ballot postage.

 

Requires a study, in consultation with the Postal Service, on a program to waive or reduce postage for absentee ballots.

 

Sec. 247. Consultation with Standards Board and Board of Advisors.

 

Requires the Commission to consult with the Standards Board and Board of Advisors in performing duties under this subtitle.    

                       

Subtitle D-Election Assistance

 

PART 1-REQUIREMENTS PAYMENTS

 

Sec. 251. Requirements payments.

 

Requires the Commission to make yearly payments to qualifying States to meet the requirements of the Act, including certain retroactive payments, and for other activities to improve election administration.

 

Sec. 252. Allocation of funds.

 

Sets the size of a payment to an amount based on the relative size of the voting-age population, designates a minimum payment, and stipulates that funds can be retained  until expended.

 

Sec. 253. Condition for receipt of funds.

 

Requires a State, to be eligible, to certify that it has filed a plan with the Commission meeting the requirements of Sec. 254-256 and a plan for implementing the requirements of Sec. 402, that it will use the funds in a manner consistent with Federal laws, as they apply to this Act, and with title III requirements, and that it has provided a 5% match.  Gives States discretion to choose the method of compliance.

 

Sec. 254. State plan.

 

Describes required elements of the State plan and required elements and uses of the State Election Fund.  Exempts State and local jurisdictions from legal actions based on information in the plan, except with respect to criminal acts. 

 

Sec. 255. Process for development and filing of plan; publication by Commission.

 

Requires the chief State election official to develop the plan through a committee including local election officials and other citizens, and requires the Commission to publish submitted plans in the Federal Register.

 

Sec. 256. Requirement for public notice and comment.

 

Requires a State to provide opportunity for public comments on the State plan and to take them into account in finalizing the plan. 

 

Sec. 257. Authorization of appropriations.

 

Authorizes a total of $3 billion for FY2003 through FY2005, to remain available until expended.

 

Sec. 258. Reports.

 

Requires a yearly report by the State on activities conducted with the use of payments under this part.

 

PART 2-PAYMENTS TO STATES AND UNITS OF LOCAL GOVERNMENT TO ASSURE ACCESS FOR INDIVIDUALS WITH DISABILITIES

 

Sec. 261. Payments to States and units of local government to assure access or disabled voters.

 

Requires the Secretary of Health and Human Services to make yearly payments to eligible States and local governments to assure access to polling places for individuals with disabilities, including the blind and visually impaired, and to provide them with information on accessibility.

Sec. 262. Amount of payment.

 

Requires the Secretary to determine payment amounts.  Specifies that payments can be retained until expended.

 

Sec. 263. Requirements for eligibility.

 

Requires a jurisdiction seeking funds to file an application that describes how the payment will be used and provides other required information required by the Secretary.  Exempts State and local jurisdictions from legal actions based on information in the application, except with respect to criminal acts. 

 

Sec. 264. Authorization of appropriations.

 

Authorizes appropriations totaling $100 million for FY2003 through FY2005, to remain available until expended.

 

Sec. 265. Reports.

 

Requires a report by recipients to the Secretary on activities conducted and a yearly report by the Secretary to Congress.

 

PART 3-GRANTS FOR RESEARCH ON VOTING TECHNOLOGY IMPROVEMENTS

 

Sec. 271. Grants for research on voting technology improvements.

 

Establishes a grant program, to be administered in consultation with NIST,  for research and development to improve election systems and technology.  

 

Sec. 272. Report.

 

Requires recipients to submit reports to the Commission describing activities under the grant.

 

Sec. 273. Authorization of appropriations.

 

Authorizes appropriations of $20 million for FY2003, to be available until expended.

 

PART 4-PILOT PROGRAM FOR TESTING OF EQUIPMENT AND TECHNOLOGY

 

Sec. 281. Pilot program.

 

Establishes a grant program, to be administered in consultation with NIST, to test and implement new voting technologies on a trial basis. 

 

It is the intent of the managers that such pilot programs shall include initiatives with regard to election administration methodologies.

 

Sec. 282. Report.

 

Requires submission of a report to the Commission describing activities under the grant.

 

Sec. 283. Authorization of appropriations.

 

Authorizes appropriations of $10 million for FY2003, to be available until expended.

 

PART 5-PROTECTION AND ADVOCACY SYSTEMS

 

Sec. 291. Payments for protection and advocacy systems.

 

Requires the Secretary of Health and Human Services to award grants to entities in each State that represent persons with disabilities to provide services to ensure such persons full participation in the electoral process and sets minimum grant amounts as specified in the Rehabilitation Act of 1973.  Also provides a 7% set-aside for grants for training and technical assistance. 

 

Sec. 292. Authorization of appropriations.

 

Authorizes appropriations of $10 million per year for FY2003 through FY2006 and such sums as necessary in subsequent fiscal years; prohibits recipients from using grant funds for litigation activities involving election-related accessibility.

 

PART 6-NATIONAL STUDENT AND PARENT MOCK ELECTION

 

Sec. 295. National Student and Parent Mock Election.

 

Authorizes the Election Assistance Commission to award grants to a nonprofit, nonpartisan organization known as the National Student and Parent Mock Election, to simulate national elections that permit participation by students and parents.

 

Sec. 296. Authorization of Appropriations.

 

Authorizes $200,000 for FY2003 and such sums as necessary in subsequent years.

 

TITLE III-UNIFORM AND NONDISCRIMINATORY ELECTION TECHNOLOGY AND ADMINISTRATION REQUIREMENTS

 

Subtitle A-Requirements

 

Sec. 301. Voting systems standards.

 

Beginning January 1, 2006, requires all voting systems used in federal elections, while maintaining voter privacy and ballot confidentiality, to (1) permit voters to verify their selections on the ballot, notify them of overvotes, and permit them to change their votes and correct any errors before casting the ballot; however, jurisdictions using paper ballot, punchcard, or central-count voting systems (including absentee and mail-in ballots) may instead use voter education and instruction programs for notification of overvotes; (2) produce a permanent paper record for the voting system that can be manually audited and is available as an official record for recounts; and (3) provide to individuals with disabilities, including the blind and visually impaired, the same accessibility to voting as other voters, through use of at least one DRE or properly equipped voting system at each polling place; however, any system purchased with funds made available under Title II on or after January 1, 2007 must provide accessibility; (4) provide alternative language accessibility as required by law; and (5) comply with the error rate standards in the federal voting system standards in effect on the date of enactment.  Requires each State to adopt uniform standards defining what constitutes a vote and what will be counted as a vote for each certified voting system.

 

Stipulates that the above requirements do not compel a jurisdiction to change to a different kind of voting system if the system it uses, including any paper ballot system, meets or can be modified to meet the requirements of this section.

 

Sec. 302. Provisional voting and voting information requirements.

 

Requires that, beginning January 1, 2004, persons who claim to be registered to vote in a federal election in a jurisdiction but are not on the official list of registered voters or are otherwise alleged to be ineligible be offered and permitted to cast a provisional ballot, the ballot be promptly verified and counted if determined to be valid under State law, and the voter (and no one else) be able to ascertain whether the ballot was counted (and if not, why not) through a free-access system and be informed of that option when the ballot is cast.  Stipulates that States that do not require voter registration or that are described in section 4(b) of the National Voter Registration Act of 1993 (NVRA) may use applicable State law.

 

Requires that a sample ballot and other voter information be posted at polling places on election day.

 

Requires that, if polling hours are extended as a result of a court order, any ballot cast in a federal election during that extension be provisional and be held separately from other provisional ballots.  

 

Sec. 303. Computerized Statewide voter registration list requirements and requirements for voters who register by mail.

 

Beginning January 1, 2004 - or 2006 if the State certifies for good cause that it cannot meet that deadline - requires States to implement and maintain an interactive, centralized, and official Statewide computerized voter registration list accessible to all election officials in the State, and that contains registration information on every registered voter in the State. Requires the system to use a unique identification number for each registered voter and to be coordinated with other State databases.  Persons can be removed from the list only under applicable provisions of NVRA.  Election officials shall perform list maintenance with respect to the computerized list on a regular basis. If individuals are to be removed from the computerized list, they shall be removed in accordance with the provisions of NVRA. Consistent with NVRA, registrants who have not responded to a notice and have not voted in two consecutive general elections for federal office shall be removed from the official list of registered voters except that no registration may be removed solely by reason of failure to vote. Requires applicants to provide a valid driver's license number or, for applicants who do not have a valid driver’s license number, the last four digits of the Social Security number.  The State shall assign a unique identifier to individuals who do not have a valid driver’s license number or a Social Security number.  Requires sharing of information between voter registration and motor vehicle authority databases.  Amends Sec. 205(r) of the Social Security Act to establish a mechanism for verifying the accuracy of information provided by a State driver’s licence agency with respect to applications for voter registration. Requires States to use the mechanism except those that, in accordance with Sec. 7 of the Privacy Act of 1975, use the full Social Security number for voter registration, for whom this provision is optional.

Beginning January 1, 2003, requires certain voters who register by mail to present identification either when registering or when voting.  Applies to persons who have not previously voted in a federal election in the State, or in the jurisdiction if the State does not comply with the requirements for a statewide computerized voter registration list.  Accepted identification includes a copy of a current and valid photo identification (the original if voting in person), utility bill, bank statement, or government document that shows the name and address of the voter.  Alternatively, the voter may cast a provisional ballot.  Does not apply if the mail-in registration includes the voter’s name, date of birth, and driver’s license number or the last 4 digits of the Social Security number, and they match an existing State identification record.  Also does not apply to voters entitled to vote otherwise than in person under federal law.

 

Requires that mail-in voter registration forms developed under NVRA include questions requiring voters to verify that they are U.S. citizens and old enough to vote, and requires States to notify voters who fail to complete the question on citizenship and provide the applicant with an opportunity to complete the form prior to the next election for Federal office.

 

It is the intent of the managers that such questions should be clearly and conspicuously stated on the front of the registration form.

 

Requires States and localities to comply with provisions on mail registration beginning January 1, 2004, except that they must be prepared to receive stipulated mail-in registration materials beginning January 1, 2003. 

 

Sec. 304. Minimum requirements.

 

Allows States to establish election technology and administration requirements stricter than those established under this title.

 

Sec. 305. Methods of implementation left to discretion of State.

 

Gives States discretion to choose the methods of implementation. 

 

Subtitle B-Voluntary Guidance

 

Sec. 311. Adoption of voluntary guidance by Commission.

 

Requires the Commission to adopt voluntary guidance to assist States in meeting requirements of subtitle A and to update recommendations adopted with respect to Sec. 301 every four years.

 

Sec. 312. Process for adoption.

 

Requires that the adoption process include public notice, comment, and hearings, and publication of the final recommendations in the Federal Register.

 

TITLE IV-ENFORCEMENT

 

Sec. 401. Actions by the Attorney General for declaratory and injunctive relief.

 

Allows for civil action by the Attorney General to carry out the requirements under Sec. 301-303.

 

Sec. 402. Establishment of State-based administrative complaint procedures to remedy grievances.

 

Requires States receiving funds under this Act to establish and maintain administrative procedures to receive, process, and act upon complaints about violations of provisions in title III. Requires States not receiving funds to either certify that they meet complaint-procedure requirements or to submit a plan describing steps to be taken to meet title III requirements. Such plan, if not approved by the Department of Justice, shall result in the State being deemed to be out of compliance with the requirements.

 

 

TITLE V-HELP AMERICA VOTE COLLEGE PROGRAM

 

Sec. 501. Establishment of program.

 

Requires the Commission to establish the "Help America Vote College Program" to encourage students at institutions of higher learning, including community colleges, to serve as nonpartisan poll workers or assistants and to encourage States and local governments to use students in that capacity.

 

Sec. 502. Activities under program.

 

Requires the Commission, in consultation with chief State election officials, to develop materials, sponsor seminars and workshops, advertise the program to students, make grants, assist any institution that wishes to participate, and take other appropriate actions. Limits grants to nonpartisan undertakings and requires the Commission to coordinate with institutions of higher learning and to make materials and assistance available without charge.

 

Sec. 503. Authorization of appropriations.

 

Authorizes appropriations of $5 million for FY2003 and sums as necessary thereafter.

 

TITLE VI-HELP AMERICA VOTE FOUNDATION

 

Sec. 601. Help America Vote Foundation.

 

Amends Part B of subtitle II of 36 U.S.C. to establish the federally chartered Help America Vote Foundation to mobilize secondary school students to participate as nonpartisan poll workers and assistants, to the extent permitted under State law.

 

Requires the foundation to act without partisan bias or promotion of any particular point of view and to consult with the chief election officials in the States, the District of Columbia, and Puerto Rico, Guam, American Samoa, and the U.S. Virgin Islands.

 

Establishes a 12-member board of directors with four appointed by the President, two by the Speaker of the House of Representatives, two by the House minority leader, two by the Senate majority leader, and two by the Senate minority leader, and with the chairs and ranking Members of the House Administration Committee and the Senate Rules and Administration Committee as ex officio, nonvoting members.

 

Sets the term of office at four years and stipulates that members are not employees of the Federal government.  Prohibits compensation of board members, but permits payment of  travel expenses.  Restricts personal liability of members to gross negligence.

 

Requires the board to meet at least yearly and to select a member as chair, who shall not hold or have held any partisan elected office or national political-party committee office.

 

Permits the board to appoint and remove officers and employees of the foundation and stipulates that they are not employees of the Federal government except as otherwise provided in this chapter.

 

Grants the foundation such powers as necessary to carry out this chapter and also the usual powers of a corporation acting as a trustee in the District of Columbia, where the foundation will be located.  </